platoseed
Compound compliance: the central hub for meeting SEC obligations
Aer Compliance is Rippling for compliance, combining Code of Ethics, marketing, calendars, filings, workflows, and more in a single place.
StarCompliance offers a regulatory employee compliance platform that unifies employee and firm compliance workflows to provide real-time visibility and audit-ready capabilities across multiple jurisdictions and activities. It targets enterprise firms in financial services and beyond, helping manage conflicts, trading controls, and regulatory obligations in one connected system.
The product integrates employee activity monitoring, pre- and post-trade oversight, and policy management into a single platform. It covers areas such as personal account dealing, crypto dealing, outside business activities, gifts and hospitality, political donations, firm trade surveillance, broker-dealer registration, sales compliance review, training and competency, MNPI management, and compliance control room workflows. The platform emphasizes real-time visibility, automatic comparisons to watch lists, configurable workflows, multi-jurisdictional support, and an intuitive user experience to drive adoption and maintain audit readiness.
Who it’s for: Enterprise financial services firms and other regulated industries seeking centralized, real-time employee compliance and regulatory oversight across multiple jurisdictions.
Hiring/traction mentioned (global offices, enterprise deployment, large client base implied by 'clients supported' and 'retention rate')
No founder data available for this company.
Formerly “Argus” · why startups rename →

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